Securities Institute of America

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FINRA conducts a series of licensing exams to qualify individuals to work in the securities industry. Therefore, you must pass the Securities Industry Essentials (SIE) exam and a qualification exam to become registered to practice. 

Each FINRA exam is challenging, covering a range of topics related to a specific securities domain. Therefore, SIA delivers a world-class training program featuring advanced exam prep software, detailed textbooks, and numerous practice questions to ensure full-fledged preparation to excel in these exams.

Furthermore, the prep courses encompass all content areas testable on the examination, excellent video sessions, and interactive classes. As a result, it enjoys the popularity of being one of the most thorough training courses in the industry.

Every year, SIA assists tens of thousands of securities professionals to clinch their target. It utilizes 26 years of market experience to offer the finest securities training prep tools. Also, it has the highest pass rates (90%) and even provides a greenlight money-back guarantee.

Contents

SIA FINRA Review Introduction

Securities Institute of America ensures a spectacular exam prep journey with a commendable mix of world-class prep technology and various prep alternatives. It offers onsite classes, private tutoring, classroom training, video training classes, online tests via futuristic software, and outstanding textbooks. 

The staff of trainers entails Floor TradersFloor TradersA floor trader (FT) refers to an exchange member who executes the trade for their own account by appearing and participating in the meeting on the trading floors located at the exchanges.read more, Chief Compliance Officers, Investment Advisers, and Trading DeskTrading DeskA trading desk is a section within a bank or company that buys and sells securities such as bonds, shares, currencies, and commodities to facilitate their own or clients’ trades in the financial markets, ensuring market liquidity.read more Managers with an average of 15 years of market experience. So, you can stay assured of learning from current or former market specialists.

Moreover, the industry experts are always at your beck-and-call via live chat and telephonic support.  The managers and training directors may also observe your progress with the prep software’s real-time tracking and reporting feature.

If you are still confused, try out its free practice questions and video training sessions to make the final decision. 

Features of SIA FINRA Review

#1 – Private tutoring sessions

Securities Institute of America formulates a need-based training plan to capitalize your study hours. It helps you obtain satisfying results in your examination and beyond. Furthermore, the team of instructors include former or current industry professionals. 

The custom-tailored, blended private tutoring classes target the relevant exam areas to make you exam-ready swiftly. These sessions are available in-person, telephone, online, or in any combination of the mentioned formats. 

#2 – Video classes

The recent upgrade has seen the number of videos in each course increase multifold. The videos are shot at expensive studios and, as a result, have top-notch quality.  In addition, all the videos are in ultra-modern HD format with accessibility across computers, tablets, and phones.

The video training classes accompany the textbook matter and help develop effortless understanding. The advanced video sessions provide step-by-step guidance for exam success. In addition, it offers recommendations on each testable topic, real-time feedback from many former successful applicants, and useful test-taking tips. 

The video training sessions aid you in recognizing what the question is about and how to pick the correct answer quickly. Precisely put, it lets you conveniently walk through the exam prep route with the assurance of having mastered every possible test topic. 

#3 – Greenlight exams

Securities Institute of America Greenlight exams have undergone comprehensive analysis and testing to ensure that only the latest and most relevant content is tested. They are designed according to students’ current feedback, SRO (Self-Regulatory Organization) notices, and regulators.

All students successful in the greenlight exam usually pass the SIE examination. With Greenlight guarantee, unsuccessful SIA students may claim the money refund subject to definite terms and conditions. 

#4 – On-site prep classes

The onsite FINRA exam prep classes are conducted coast to coast for working professionals. It saves your time, energy, and transportation costs to attend the classes somewhere else. Moreover, these sessions have an impressive pass rate, with over 83% of students acing the test on their first attempt.

The instructors put forward a complete, tailor-made prep course to facilitate first-class training within the confines of your workplace. You acquire the full study material package with consistent assistance from the trainers. Also, it does not require a huge number of participants. 

#4 – Smartest SIE exam prep software

SIA employs an intelligent exam prep software with a vast question bank mirroring the real exam-like environment. It contains exclusive reporting and student tracking feature. In addition, the industry professionals utilize their collective experience to design the study matter as per the feedback from thousands of students. 

The exam prep platform presents a randomized quiz based on the selected topics at the start. Then, it grades the quiz, displaying your stronger and weaker content areas. Further, it allows personalizing the training program as per your learning style. As a result, it promotes effective learning, helping you apply even the toughest theoretical concepts into real-life scenarios with ease.

Lastly, you can attempt the randomized simulated final test and evaluate your exam readiness. The mock exams mirror the real exams in both format and content. 

SIA FINRA Review Course Products

SIA offers review courses for the following FINRA exams:

  • SIESeries 3Series 4Series 6Series 7Series 7The Series 7 license exam is the General Securities Representative Examination (GS). It tests a candidate’s knowledge to sell securities, municipal bonds, investment company securities, variable annuities, direct participation programs, options, and government securities. read moreSeries 9Series 10Series 22Series 24Series 26Series 57Series 63Series 65Series 66Series 99

It provides different review packages for each exam. Please check the SIA website for package details related to each exam.

SIA FINRA Review Pros & Cons

Pros

  1. Mobile learning library

SIA fosters a sustained learning experience with its creative mobile learning library. It allows accessing all textbooks while studying through any mobile device. Besides learning on the go, it also helps to extend the scope of social learning. For instance, you can join study groups to share highlights, questions, notes, ideas, and test tips. In short, it encourages active learning.

Training directors can also utilize this technique to establish a comprehensive training solution for the mobile staff. 

  1. Free coupons

You may also enjoy major exam prep savings with SIA through several limited-time attractive discount offers. In addition, it frequently offers free coupons for training software, videos, and review packages to students. It eliminates monetary roadblocks from your exam prep journey. 

  1. Free content

Securities Institute of America FINRA Review does not employ the traditional free trial period approach for students. Rather, it goes the extra mile and provides free content. For example, you may gain access to its free sample exam questions and video training hours anytime, anywhere. 

Free content is available for all FINRA exams. All practice exams include 10 multiple-choice questions (MCQs) to be completed in approx. 15 minutes. The passing score ranges from 68-73% marks depending on the test taken. While trying the free practice exams, please ensure to attempt all questions and not use the browser back button.

Once you complete the test, enter your email in the specified box to receive the results, including correct answers with illustrations. 

Cons

  1. No audio lectures

The unavailability of audio lectures in the review course is a crucial drawback for SIA. Audio classes help facilitate learning “on the go” and are a perfect option for passive learners. Also, it gives your eyes a much-needed break from the computer or mobile screen. On that account, SIA must incorporate this valuable feature in its prep course package. 

  1. No refund policy on software and videos products

SIA’s software and video training products do not have a money-back option. Once accessed, you have to stick with it and complete the course. However, you can receive refund for textbooks subject to certain conditions.

What do the customers say?

SIA asserts to possess over 400,000 success stories. Let’s view a few of them. 

A – Yes, you can access SIA’s test prep software from any tablet, smartphone, or desktop. As long as you have a steady internet connection, the software is easily accessible from all types of devices.

A – SIA continually upgrades its study matter according to the current changes and updates to the SIE exam. It also evaluates the feedback of students and inputs from regulators to design up-to-date study materials.

A – You may utilize the software’s online version for six months from the date of purchase. It expires after that.

Final Verdict

The Securities Institute of America FINRA Review comes with an impressive listing of prep materials. It includes study guides, e-books, video training classes, test bank, simulated final tests, checkpoint exams, practice tests, Greenlight exams, and free shipping. Needlessly, this ensures rigorous practice sessions with updated material and round-the-clock student support.

Its expert trainers offer you detailed information for each topic tested and all-inclusive feedback. This helps surge your confidence level and avoid any nervous feeling on the D-day. Moreover, the easy-to-use exam prep software is a goldmine for SIE exam aspirants.

As long as you stay committed, you will undoubtedly pass the securities training exam with this intricately designed prep course. So, try it out and see for yourself!

A Guide to Securities Institute of America – FINRA Review. Here we discuss the features and products of the SIA FINRA Review course, along with its pros and cons. You may also have a look at the below resources on CMA to learn more –

  • Series 24Series 24The Series 24 examination is for financial professionals planning to obtain a license for managing and supervising general securities at a broker-dealer.read moreCFA vs Series 7CFA Vs Series 7The CFA Institute offers the CFA program, which includes opportunities in portfolio management, risk management, consulting, and executive leadership. Series 7 is provided by FINRA, and following completion, an individual is allowed to trade in general securities, such as bonds and corporate stocks, with the self-regulatory organization.read moreBest CPA Review Courses